2019 Compliance & Ethics Institute (CEI)

Inside Out: What Do Regulators and Enforcement Staff Understand and Misunderstand About Compliance Programs and Compliance Culture

  • Inside Out: What Do Regulators and Enforcement Staff Understand and Misunderstand About Compliance Programs and Compliance Culture

    Michael Henry, Senior US Legal Counsel, Emera Energy. David Applebaum, Partner, Akin Gump Strauss Hauer & Feld LLP. Christine Roth, Associate General Counsel, Vista Outdoor. Nadira Clarke, Partner, Environmental and Workplace Safety, 32.

    September 18, 2019

    • Presentation from four former regulators drawing on experiences from four different federal agencies (with expertise in enforcement, labor/employment, environment, and energy) on what regulators get right and what they get wrong about compliance programs.

    • How to create internal procedures that will help your company withstand scrutiny and how to communicate those procedures, and the company’s overall compliance culture, to regulators.

    • How to ensure the regulator understands the relevant facts and circumstances so that you can help keep an investigation from spinning out of control.

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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