Compliance Officer Ethics - 2019 Update
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Theodore L. Banks, Partner-President, Scharf Banks Marmor LLC.
September 16, 2019
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What ethical rules govern the obligations of compliance officers, whether they are lawyers or not?
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When do lawyers or compliance officers get rewarded or get punished when they become whistleblowers?
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Does the availability of attorney-client privilege help or hinder a lawyer in a compliance role?
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