James Sheehan, Chief, Charities Bureau, NY Attorney General. Kenya Faulkner, Chief Ethics & Compliance Officer, Office of Ethics & Compliance, The Pennsylvania University.
April 8, 2019
Independent Investigations - too important to be left to lawyers alone -the compliance officer and board committee role in proposing and overseeing independent investigations
In Weinstein’s Wake—379 high-profile accusations in seven months—how should organizations choose, plan, manage and report independent investigations of misconduct and legal violations? Lessons from Wells Fargo, Rochester, NPR, Uber, VW and other recent cases
Regulators have identified “employee misconduct risk,” behaviors or business practices that are illegal, or unethical, as risks to the whole organization—what are the new legal, regulatory and other stakeholder views on effective investigations?
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