2021 Compliance & Ethics Institute (CEI)

Personal Liability for Directors and CCEOs: What the Courts are Trying to Tell Us

  • Personal Liability for Directors and CCEOs: What the Courts are Trying to Tell Us

    Fernanda Beraldi, Senior Director, Ethics & Compliance, Cummins Inc..

    Edwin Broecker, Partnert Brown Todd, Frost Brown Todd.

    2021-09-20

    • Review theories of liability from recent cases imposing liability on directors and CECOs

    • Discuss lessons learned and best practices

    • Leverage lessons learned to improve program effectiveness and mitigate risks of personal liability

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

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