SCCE Encouraging, Managing, and Integrating Employee Reporting - May 2023

Two Heads Are Better than One: Compliance and HR Working Together to Build and Maintain a Strong Compliance Program and Speak-Up Culture

  • Two Heads Are Better than One: Compliance and HR Working Together to Build and Maintain a Strong Compliance Program and Speak-Up Culture

    Joshua B. Toas, Chief Compliance Officer , The Research Foundation for SUNY.

    Kathleen Caggiano-Siino, Vice President of HR, The Research Foundation for SUNY.

    Michael Volkov, CEO, Volkov Law Group LLC.

    2023-05-04

    • How HR and Compliance can work together to promote an ethical corporate culture and a gold standard compliance program

    • Best practices for HR and Compliance to jointly implement and manage reporting hotlines and ensuing investigations to mitigate the risk of retaliation and ensure consistent outcomes

    • Best practices for triage, case management, investigations, root cause analysis, and monitoring remediation to decrease the potential for recidivism

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

952.933.4977

About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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