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Root Cause Analysis Workshop
Rosalind Cordini, Senior Vice President/Director of Compliance Services, Coker Group. Dwight Claustre, Retired, Compliance Professional.
November 5, 2019
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Participants will review and understand the Department of Justice’s 2017 guidance pertaining to the performance of root cause analyses
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Participants will understand the root cause analysis structure and purpose
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Participants will perform a root cause analysis pertaining to a [mock] serious compliance issue to learn skills for the performance of a root cause analysis in their institutions/organizations
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