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How Are We Doing? Strategies for Compliance Program Assessment
Eric Morehead, Principal Consultant, Morehead Compliance Consulting.
December 3, 2020
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Why turn over the rocks? Some benefits and some goals for a periodic compliance program assessment
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What are the expectations? What have regulators said they are looking for and what does benchmarking tell us about program assessment?
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Measure twice and cut once: What are some practical steps and resources to consider when planning an assessment?
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Sum of its parts: What are the different tools, approaches and methods that organizations can use for assessments?
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Ideally, any organization should have a good idea at the end of this session about the resources and tools needed to either conduct an assessment internally or the criteria for selecting a partner to assist with an assessment
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