Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.
Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.
Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.
Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company's compliance program.
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