Great Expectations: CEO and CCO Certifications of Ethics & Compliance Program Effectiveness

Jonny Frank, Partner, Stone Turn Group.

Kat Nolan, Senior Consultant, Stone Turn Group.

2023-01-30

  • Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.

  • Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.

  • Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.

  • Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company's compliance program.

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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