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Understanding and Preserving Privilege During Compliance Investigations
Anna Grizzle , Partner, Bass, Barry & Sims PLC. Aleah Schutze, Of Counsel , Steptoe & Johnson PLLC . LeToia Crozer, Chief Compliance Officer, naviHealth.
November 17, 2020
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Compliance professionals periodically discover regulatory violations while undertaking their compliance duties. It is extremely important that compliance professionals work closely with their organization’s legal department when such matters arise
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This presentation will discuss the various types of privilege and will help compliance professionals identify when and how they should involve their organization’s legal department in an investigation in order to establish and maintain privilege
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We will provide specific examples and practical advice regarding how to communicate information within an organization, while still maintaining privilege
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