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15 U.S. Code § 80a-5

Subclassification of management companies

15 U.S. Code § 80a-5. Subclassification of management companies

(a) Open-end and closed-end companiesFor the purposes of this subchapter, management companies are divided into open-end and closed-end companies, defined as follows:
(1)
“Open-end company” means a management company which is offering for sale or has outstanding any redeemable security of which it is the issuer.
(2)
“Closed-end company” means any management company other than an open-end company.
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