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42 U.S. Code § 9675

Applicability of securities laws

42 U.S. Code § 9675. Applicability of securities laws

(a) Ownership interestsThe ownership interests of members of a risk retention group shall be considered to be—
(1)
exempted securities for purposes of section 77e of title 15 and for purposes of section 78l of title 15; and
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The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

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