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Implementing an Effective Compliance Assessment Framework
Vin Lacovara, AVP Institutional Compliance & Ethics, George Mason University.
Corey Parker, Director, Baker Tilly.
2022-06-09
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Determine how to evaluate the effectiveness of existing compliance and ethics activities
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Establish an effective assessment process and develop a roadmap to prioritize future assessments
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Discuss how reporting on the outcomes of a compliance assessment can drive continuous improvement
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