Compliance Auditing & Monitoring Conference

HCCA05 Auditing Controls versus Transactions: A Case Study

  • HCCA05 Auditing Controls versus Transactions: A Case Study

    James Rose, Managing Director, SunHawk Consulting LLC.

    2023-09-06

    • Identify the need for controls testing in addition to transaction testing

    • Understand the basics of control design adequacy

    • Identify the nature, timing, and extent of testing needed to assess a compliance objective

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

952.933.4977

About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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