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Handling Self-Reports with The Alphabet Soup of Regulators
Brian Flood, Partner, Husch Blackwell LLP.
February 27, 2020
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The basics of a Self-Report under federal and state rules
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The requirements to make a due diligence inquiry, analyze for a repayment, make self-referral or all the above under the 60 Day Rule
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How to make tactical and strategic decisions to meet the legal requirements
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How to handle frequent business challenges that come with a review that may lead to a Self-Report
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