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Corporate Compliance News
Corporate Compliance News
Kelly Alwin on the Frequency of Risk Assessments [Podcast]
By The Compliance & Ethics Blog on Tuesday, March 12, 2024.
When it comes to risk assessments, the word "annual" comes up a lot. But, Kelly Alwin, Regional Compliance Officer North America for SAP America, believes that once a year may be more than a bit too long.
SEC Charges Tallgrass Energy's Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition
By SEC Press Releases on Tuesday, March 12, 2024.
The Securities and Exchange Commission today announced insider trading charges against Roy Cook, a former board member of Tallgrass Energy LP, and four of his friends for trading on material nonpublic information in advance of a public announcement that…
SEC Charges Skechers with Making Undisclosed Payments to Executives' Family Members
By SEC Press Releases on Thursday, March 07, 2024.
The Securities and Exchange Commission today announced that Skechers U.S.A. Inc., a footwear company based in California, agreed to settle charges for failing to disclose payments for the benefit of its executives and their immediate family members.…
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