SCCE Conference Slides and Recordings

51. AI: Global Perspectives - Security, Privacy and Ethical Considerations

    2023 SCCE Seattle Regional Compliance & Ethics Conference  | November 10, 2023 

    • Key areas to consider when contracting for inbound/outbound AI technology

    • Data protection considerations

    • Cybersecurity challenges and approaches

    • The impact of ethical considerations on the use of AI technology

52. Responding to Cyber Incidents & Ransomware Threats

    2023 SCCE Seattle Regional Compliance & Ethics Conference  | November 10, 2023 

    • Understand the legal and compliance implications of cyber incidents and threats

    • Discern the pros and cons of paying ransomware demands

    • Incorporate new and upcoming breach notification laws

53. Board Oversight of Compliance Programs: Helping to Ensure Independence and Authority

    2023 SCCE Seattle Regional Compliance & Ethics Conference  | November 10, 2023 

    • Key legal drivers for active and engaged board oversight

    • Board reporting and the CECO's relationship with the board

    • Board committee charters and other critical documentation of the board's role

54. Properly Scoping and Planning the Investigation Upon Intake

    2023 SCCE Seattle Regional Compliance & Ethics Conference  | November 10, 2023 

    • Understand the difference between scoping and planning the investigation

    • Identify areas of risk and possible interim measures

    • Learn methods that will help reduce time spent on investigations to complete more promptly

55. Risk Assessment Top Down and Bottom Up Approaches

    2023 SCCE Dubai Regional Conference  | November 09, 2023 

    • Risk definition and why it's different than issues

    • Why risk assessment is important

    • How companies could define their principal risks and rate them

    • Risk assessment top down and bottom up approach: Next steps - compliance element's application

56. International Data Transfers and Data Sharing: Present and Future

    2023 SCCE Dubai Regional Conference  | November 09, 2023 

    • Understanding the current challenges and solutions for sharing and transferring personal data

    • Knowing the similarities in laws and regulations between Europe, the Middle East and other parts of the world

    • Recognising the role of organisations like the OECD, UN and others in developing future data transfer conventions
      

57. 01 Rethink Training and Communication to Boost Your Compliance Message

    2023 SCCE Dubai Regional Conference  | November 09, 2023 

    • How to make compliance trainings engaging and effective

    • Provide tailored trainings and communications to employees depending on the control function and high-risk areas identified

    • Provide practical tips on how to create content that is relevant, interactive, and memorable

58. GRACE-IT Enabled: Moving from Compliance to Sustainability

    2023 SCCE Dubai Regional Conference  | November 09, 2023 

    • Contemporary global outlook of GRACE

    • Assessment of interlinkages between Governance, Risk, Assurance, Compliance & Ethics, and existing regional challenges

    • Array of sustainable solutions for survival of businesses in the impending digital future
      

59. The Uyghur Forced Labor Prevention Act: Update on Enforcement and Compliance Best Practices

    2023 SCCE Webinar  | November 08, 2023 

    • Gain understanding of key elements of UFLPA such as "rebuttable presumption"

    • Learn how Customs and others in US government are enforcing the law

    • Obtain practical guidance on complying with the law

60. Using a Compliance Program Management Office to Enhance Your Program's Momentum and Consistency

    2023 SCCE Webinar  | November 01, 2023 

    • Learn how a compliance PMO can act as a strategic partner implementing your compliance vision, generate program improvements, and operationalize your compliance goals across the business
      

    • Learn how to structure and staff a PMO

    • Learn what not to do when building a PMO

61. 707 Social Media: Keeping Up with the Changing Times

    22nd Annual Compliance & Ethics Institute  | October 31, 2023 

    • Where are your risks? What should keep you up at night? Let's talk about where the risks are hiding

    • Learn best practices and strategies for social media policies and using social in hiring and firing

    • Planning for and living through a social media crisis - tips and tricks to survive and thrive

62. 206 Building and Sustaining a Culture of Integrity in an Everchanging Work Environment

    22nd Annual Compliance & Ethics Institute  | October 30, 2023 

    • Utilize creative material, methods, and collaboration tools to effectively engage with employees in all work environments

    • Share how leadership can set the tone for ethical behavior and demonstrate commitment to company values and integrity through leader-led messaging and training

    • Demonstrate how employee survey data and ethics metrics are used to evaluate and address the ethical climate of the organization

63. The Risk May Be Real: A Refresh on DOJ's Corporate Compliance Polices and Their Application to Institutions of Higher Education

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • Summarize DOJ's guidance on corporate compliance programs and enforcement actions

    • Discuss best practices and how compliance programs are evolving in light of DOJ's guidance

    • Review how institutions of higher education should be thinking about DOJ's guidance

64. Mitigating Tomorrow's Risks: A Transformational ERM Journey

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • Evolving the ERM process from a 1 to a 2-year cycle

    • Building effective ERM tracking tools

    • Clearly defined qualitative data resulting in informed decisions

65. Privacy Law: Year in Review

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • Understand changes to privacy law at all levels including state, federal, and international

    • Prepare for the emerging role of Artificial Intelligence (AI) and biometric data on campus

    • Look beyond a CISO: Is it time to establish a privacy program on your campus?

66. Best Practices for Compliance Program Review: Practical Approaches and Tools

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • Deploy a common program framework for assessing compliance programs

    • Leverage program definitions and an assessment methodology to demonstrate program development and identify opportunities for enhancement (including needed resources)

    • Scale this approach for programs at all levels, from single area (e.g., HIPAA) to office (e.g., Office of Research) to university, to improve alignment among compliance functions

67. Creating a Youth Protection Compliance Program: 7 Essential Ingredients Required for Success

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • Explain the need for youth protection compliance programs in the Higher Education environment

    • Recognize how utilizing the 7 elements that are identified in the US Sentencing Guidelines are essential to an effective youth protection compliance program

    • Identify the specific components within each of the 7 elements

68. Insights on How to Operationalize Your Key Compliance Program Elements

    2023 SCCE Virtual Higher Education Compliance Conference  | October 25, 2023 

    • A seasoned compliance officer will share lessons learned and best practices for implementing compliance program structures at your campus

    • Insights will include topics like policy development and management, hotline management and reporting, training program delivery, board oversight focus, and more

    • This session will focus on practical approaches for strengthening your compliance program and its core foundational compliance structures

69. Developing an Audit Engagement Scope and Approach - Transaction and Control Testing

    2023 HCCA Webinar  | October 19, 2023 

    • Assessing the risk of non-compliance
      

    • Designing the audit approach: controls testing vs substantive testing

    • Reporting your audit opinion: adequacy of process design and effectiveness of process implementation

70. 2023 Navigating CCO Liability risks: Tips for staying out of the SEC's Crosshairs

    2023 SCCE Webinar  | October 12, 2023 

    • CCO liability can be a complex yet nebulous concept to navigate. Therefore, it's important to understand how CCO liability is being defined by regulating bodies.
      

    • Mitigating the risks of CCO liability hinges on understanding the types of cases out there that triggered regulatory enforcement actions. Therefore, certain top matters elucidating the potential dangers of CCO liability are highlighted.

    • Understanding CCO liabilities, the regulatory landscape and examples of "bad behavior" are important steps in protecting CCOs against potential risks, especially with so much on the line for CCOs.

    • CCOs can be held personally liable for any compliance failure, which can lead to significant legal and financial consequences and overall reputational harm for both the firm and the CCO.

71. EB3 Ten Things I Wish I Knew Before I Became an Investigator

    22nd Annual Compliance & Ethics Institute  | October 05, 2023 

    • You're not alone: how to rely on your internal stakeholders to fill in the gaps

    • Standardizing is key: how to develop standard templates and processes to drive consistency and alignment

    • Prepare for the unexpected: how to handle curveballs and a lack of information during the investigation process

72. EB4 Making Compliance Training Great: From Two Minutes to Two Hours

    22nd Annual Compliance & Ethics Institute  | October 05, 2023 

    • Learn content marketing strategies to help you grab attention - fast

    • See four techniques based on learning effectiveness research that you can put to work today

    • Get strategies to measure how well your training worked

73. W2 Risk Awareness and Communication: Don't Go It Alone

    22nd Annual Compliance & Ethics Institute  | October 05, 2023 

    • This isn't just the job of Legal and Compliance

    • Create awareness with employees about risk assessment, risk tolerance, and risk threshold

    • This session will focus on topics related to training and even gamification

74. W3 Creating a Compliance App Employees Will Actually Use

    22nd Annual Compliance & Ethics Institute  | October 05, 2023 

    • Learn how a great compliance app can help achieve compliance goals

    • Establish a future-proof application system that can easily integrate and adapt to rapid change

    • Optimize the user experience by drawing people in and keep them coming back

75. W4 The Perfect Trio: Compliance, Legal, and HR Striking the Right Chord on Sensitive Workplace Investigations

    22nd Annual Compliance & Ethics Institute  | October 05, 2023 

    • Develop a framework to guide cross-functional investigations involving HR, Compliance, and Legal

    • Learn to identify when alleged workplace misconduct is a broader compliance concern

    • Discover the shifting landscape of workplace misconduct from litigation risk to compliance risk