Compliance in Smaller Organizations

1. Compliance Team Evolution: From Scrapy to Strategic

   Compliance in Smaller Organizations  | July 19, 2022 

   • Learn how one growing company is evolving its small compliance team from reactionary to strategic

   • Discover strategies for helping your team to become more forward-thinking as it grows

   • Define ways you can network, hire, train, communicate, and partner to expand your team's capabilites

2. It Takes a Village: Do More with Your Training (With Less YOU)

   Compliance in Smaller Organizations  | July 19, 2022 

   • Where Are We?: Methods to evaluate what works (and doesn't) in your current training

   • No "I" in TEAM: Involving your workforce in content (and training!) creation

   • Showtime: Delivering a training product your organization will thank you for

3. The Road to IPO- When You Think Your Company May Be Looking To Go Public

   Compliance in Smaller Organizations  | July 19, 2022 

   • Five things to do now to make your IPO (or any financing round) go smoothly

   • Establishing your timelines for the big show and how to communicate with key stakeholders

   • Post financing tips and tricks for a sustainable future

4. How to Build an Efficient Compliance Program in a Small Organization

   Compliance in Smaller Organizations  | July 19, 2022 

   • Small organizations vs large companies

   • Understanding the ethical culture of the organization

   • Applicable legislation and regulations

   • Challenges

   • Forces

   • How to manage with a compliance department of one

   • Obtaining alliances

   • Specific Compliance and Ethics Risks
     

5. Achieving Compliance & Security Affordably

   Compliance in Smaller Organizations  | July 19, 2022 

   • Utilizing Staff is Better Than Outsourcing Security and Compliance Requirements and More Affordable

   • The Advantages and Affordability of Performing Your own Risk Assessment and Analysis

   • Overseeing 3rd and 4th party Business Associates Compliance Requirements Without Breaking the Bank

6. Establishing & Maximizing Your Audit & Monitoring Program

   Compliance in Smaller Organizations  | July 19, 2022 

   • Creating an audit and monitoring program as part of an effective compliance program.

   • When and how to use limited resources to maximize your program

   • Presenting your audit and monitoring program, including audit results, to key stakeholders.

7. Department of 1 with a Team of Many - Compliance in Smaller Organizations

   2023 Compliance in Smaller Organizations  | July 20, 2023 

   • Explore ways to promote relationships and effective communications with other departments

   • How to deal with knowledge or information gaps about compliance given one's limited knowledge base

   • Ways to ensure that the compliance function is not totally dependent on one person

8. Fostering a Speak-Up Culture at Your Organization - Compliance in Smaller Organizations

   2023 Compliance in Smaller Organizations  | July 20, 2023 

   • Is your reporting system working? Learn how to collect the right data to prove it

   • See strategies for removing roadblocks to help employees feel comfortable raising concerns

   • Use effective, targeted, creative messaging to foster and improve speak-up culture

9. Maximize the ROI of Your Policies Through Effective Policy Management

   2023 Compliance in Smaller Organizations  | July 20, 2023 

   • Drive desired business outcomes and company culture with policies that inform and engage employees

   • Keep policies relevant and up to date while minimizing overlap and providing useful repositories

   • Ensure policies support legal, regulatory, and business requirements and your operations

10. The Entrepreneurial Mindsets of Ethics & Compliance Leadership

    2023 Compliance in Smaller Organizations  | July 20, 2023 

    • Understand why your audience demand a more entrepreneurial approach to ethics leadership

    • Discover how 8 mindsets--not technology, big budgets, or special skills--are the key to engagement

    • Become empowered to DIY and educate and communicate more effectively while spending less

11. Branding Your Compliance Program to Deliver Impact and Results

    2023 Compliance in Smaller Organizations  | July 20, 2023 

    • Considerations on how to brand your Compliance program to fit the unique culture and needs of your organization

    • Driving engagement by implementing initiatives catered to your unique audience

    • Utilizing marketing concepts to increase visibility and drive meaningful change

12. Building a Compliance Champions Network for Smaller Organizations

    2023 Compliance in Smaller Organizations  | July 20, 2023 

    • Understand the psychology behind champions networks and how they can help to spread your message

    • Guidance on recruiting and training champions so that you can find the right people for the role

    • Best practices when launching your network and how to create metrics to demonstrate program success