2022 SCCE Webinar

26. Interview Strategies for Compliance Investigations - 2022

    2022 SCCE Webinar  | June 21, 2022 

    Learn key strategies and practical tips for conducting effective compliance investigation interviews, including considerations related to: Interview format (in-person vs. remote).

    • Participants.

    • Attorney-client privilege issues.

    • Privacy and confidentiality.

    • Discussion techniques.

    • Documentation practices

27. Taking Your Code Digital - A Practical and (Relatively) Pain-free Approach

    2022 SCCE Webinar  | June 08, 2022 

    • Your employees live in the digital world, but many Codes of Conduct are still PDF documents.

    • Going digital can supercharge the user-friendliness and reach of your Code - and offer game changing analytics.

    • See how Marathon Oil created a digital Code of Conduct and app - without getting bogged down in the technology.

28. Data, Metrics, Reporting: Powerful Tools for Driving, Improving, Monitoring and Maintaining Program Effectiveness

    2022 SCCE Webinar  | May 26, 2022 

    • Understanding where Compliance Professionals can find data within their programs.

    • Don't sweat the small stuff!

    • Data can be scary, but it doesn't have to be! Let's discuss how we can leverage data to help improve a Compliance Program's overall effectiveness.

    • We have the data but what do we do with it? Let's start simple with data and work our way to more complete reporting and metrics.

29. Member Exclusive Compliance Auditing and Monitoring

    2022 SCCE Webinar  | May 20, 2022 

    • What should compliance programs look like (with an emphasis on Auditing and Monitoring)

    • Utilizing the 7 Elements, Three Lines Risk Model, and Operational Departments to improve Compliance Monitoring and Auditing

    • Leveraging auditing, monitoring, and continuous auditing to expand risk identification and mitigation
      

30. NEXTGEN Compliance: Navigating a Shifting Landscape

    2022 SCCE Webinar  | May 18, 2022 

    • Global compliance success depends on a balance of growth, agility and a continuous learning mindset.

    • Tap into international expert tips on innovation, adaptability and responsiveness.

    • Learn to use your organization's innate resources to successfully future proof your program.

31. ESG Comes to the Forefront & Disclosure Adoption Requirements

    2022 SCCE Webinar  | May 12, 2022 

    • The role of CCO's in the development and implementation of ESG programs and reporting.

    • The rapidly shifting ESG regulatory reporting landscape and disclosure requirements (including the SEC)

    • Key considerations for implementing & strengthening your ESG reporting procedures.

32. Ethics, Compliance and Organizational Behavior: Where is the Link?

    2022 SCCE Webinar  | April 28, 2022 

    • Get to know the basics of compliance management, compliance programs, and ethics.

    • Learn about organizational behavior principles.

    • Get to understand connections between compliance, ethics, and organizational behavior.

    • Learn tips on effective compliance management and organizational issues

33. Common Challenges to Internal Compliance Investigations and how to Deal with Them

    2022 SCCE Webinar  | April 26, 2022 

    • Understand what an internal investigation is and its origination.

    • Learn how to identify when to conduct an internal investigation.

    • How to appropriately scope the internal investigation.

    • Learn common challenges that arise before, during, and after an internal investigation.

    • Apply learnings to a vignette throughout the webinar.
      

34. Leveraging Opportunities from Pandemic to Endemic; Capitalizing on this time to inspire compliance

    2022 SCCE Webinar  | April 12, 2022 

    • Discuss the changes in business and the likely long-term implications for compliance post COVID-19 in the new endemic world.

    • Outline strategies to leverage the pandemic experience and ensure positive changes in ethics or compliance made during the pandemic stay embedded in culture long term.

    • Discuss cautionary tales as businesses transition into endemic realities and the longer-term risk impacts created by the pandemic such as inflation, supply chain disruption, higher personal and organizational debit, reorientation of priorities, and pandemic fatigue.

35. The Role of Leadership In An Effective Ethics And Compliance Program - Why, How And What to do

    2022 SCCE Webinar  | April 11, 2022 

    • Leaders, managers, and supervisors play a key role in building and sustaining a culture of ethics and compliance and ensuring an effective ethics and compliance program.

    • Learn why leaders are so key and practical strategies for how and what you can do to engage leaders within your organization's ethics and compliance program.

    • Learn how to engage leaders, leverage their voice and use incentives to recognize leaders that set the gold standard.

36. Creating a Modern and Compliant Record Retention Schedule

    2022 SCCE Webinar  | April 07, 2022 

    • Understand changing information environment requires a new approach to records compliance.

    • Differences between traditional and modern records retention schedule.

    • Methods of automating records management processes.

    • Creating records programs that not only reduce risk and ensure compliance, but also drive employee productivity.

37. How to Make Your Governance Initiative Stick in Times of Disruptive Change

    2022 SCCE Webinar  | March 22, 2022 

    Disruptive change can waylay even the most important strategic initiatives. From pandemics to social unrest to supply chain challenges, the past two years have brought enough disruption to topple many an initiative. This presentation will discuss best practices for futureproofing your initiative to be resilient, even during times of disruptive change. While no one can foretell what disruptions the future might bring, there are steps that can be taken today to make your initiatives resilient.

    • Real-world strategies for designing resilience into your initiatives

    • How to plan for the unplannable

    • Avoiding key mistakes that can hobble your initiative in the future

    • Case studies and other examples
      

38. Bringing your Compliance Training Program to Life: Messaging, Engagement, and Creating a Sense of Shared Responsibility

    2022 SCCE Webinar  | March 14, 2022 

    • How to continuously improve your training program, leverage innovative solutions, and develop a communications strategy that fosters engagement.

    • Developing training content: tapping into internal resources and how to best work with external vendors.

    • Creating a sense of shared responsibility through training, messaging and ongoing engagement.

39. Strategies for dealing with data protection or privacy infringement litigation from a European perspective

    2022 SCCE Webinar  | March 03, 2022 

    • Understanding what the key recent developments and trends have been, including class-action claims and smaller claims;

    • Understanding particular issues, including: no compensation without proof of harm; financial thresholds; the "kitchen-sink" approach; damages for distress; claiming against a Data Protection Representative or Data Protection Officer; extra-territorial jurisdiction; and, cookies claims;

    • Top tips for how to push back on claims - the first response is critical.
      

40. The Nascent EU Whistleblowing Regime Demystified

    2022 SCCE Webinar  | February 24, 2022 

    • Be able to sketch-out the nascent EU whistleblowing regime;

    • Gain knowledge on the minimum compliance standard set by the EU Whistle-blower Directive;

    • Learn some best practices for case governance and internal organization.

    • Become familiar with certain pitfalls of the new regime and its extraterritorial application.

    • Be able to contrast the EU regime with the US one.
      

41. Simplifying Governance: The 5 Best Ways to Simplify Your Compliance Programs

    2022 SCCE Webinar  | February 23, 2022 

    • The key elements of a compliance program.

    • How to best create and manage policies.

    • Getting employee buy-in and commitment.

    • Best practices to keeping and maintaining compliance.

    • How to do more with less (automation, proper tracking, collaboration, etc).

42. Member Exclusive: Current and future global trends in data protection and data security

    2022 SCCE Webinar  | February 10, 2022 

    • Review the current data protection laws around the world and their similarities

    • Understand the trends in data breaches, data management, regulatory investigations, and fines

    • Assess what the future of data privacy and data security looks like.

43. You know what AI is, Learn about the ethics of AI and how the right policies can help you win

    2022 SCCE Webinar  | February 08, 2022 

    • Applying the reasonable AI solution to the right business problem with the proper stakeholder benefits in view.

    • Understanding ethical pitfalls of strictly applied AI and Machine Learning algorithms.

    • Establishing achievable and realistic principles-based policies to facilitate compliance with privacy laws.

44. Promises and Peril: Investigations Gone Virtual

    2022 SCCE Webinar  | January 13, 2022 

    • Planning and Preparing for the Investigation. - Setting Expectations - Technology Considerations - Privacy and Confidentiality

    • Building Rapport and Assessing Credibility.

    • Overcoming Common Challenges.

45. 2021 Department of Justice and OFAC Sanctions Enforcement and Compliance Review

    2022 SCCE Webinar  | January 11, 2022 

    • 20 OFAC enforcement actions.

    • Total approximately $21 million.

    • SAP case: DOJ crafting of remedial measures for compliance deficiencies.

    • Huawei CFO case is resolved.

    • DOJ brings 27 cases against individuals for violations of ITAR, BIS, and OFAC Sanctions.

    • OFAC enforcement actions underscore importance of screening, escalation, control deficiencies and USD transactions.