2021 Minneapolis Regional Compliance & Ethics Conference

1. Becoming A Heroic CCO Without The Tragic Flaws

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Tiffany Archer  | March 05, 2021 

   • Avoiding compliance program pitfalls by pivoting your strategy

   • Leveraging cross-functional collaboration to achieve organizational synergy

   • Shifting from Intelligence Quotient to Emotional Quotient to foster a culture of compliance

2. Privacy Around the World

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Jonathan Armstrong, Samantha Simms, Ann Williamson  | March 05, 2021 

   • Learn the current status of Privacy laws across the globe with emphasis on Europe, The UK, Brazil, India, and The Philippines

   • Learn to recognize and build programs around common principles to ensure compliance

3. Diversity, Equity, Inclusion and Belonging: Notes from Minneapolis for the Compliance Officer

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Lisa Beth Lentini Walker, Michael D. Carter, Sarah Oquist, Heidi Batz Rogers  | March 05, 2021 

   • Listen to perspectives from Minnesota

   • Learn approaches to creating a culture and common language that supports DEIB

   • Hear about trends and movements for the future

4. Emerging Trends and COVID

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Samantha Kelen, Jillian Kornblatt, David W. Thurston  | March 05, 2021 

   • Issue Reporting – Are we seeing spikes/ dips in Helpline reports? Open Door?

   • Investigations – How are geodispersed/ global companies addressing investigations? (particularly if companies have travel bans in place)

   • How have conversations around diversity/ racial equality changed? What actions are companies taking?

5. How to Quickly Build Trust and Credibility with Business Partners

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Caitlin Berry, Meg Mejia  | March 05, 2021 

   • Understand the benefits of different approaches to trust and credibility building for compliance professionals

   • Determine your individual collaborative approach, and apply tools and techniques presented in your business relationships as appropriate

   • Recognize and contextualize different collaboration styles in your business partners

6. Emerging Risks in Vendor Oversight

   2021 Minneapolis Regional Compliance & Ethics Conference  | Presenter(s): Alison K. Prosser, Eric Brotten, Joe Cuffel, Matt Fritz  | March 05, 2021 

   • Review the current state of oversight that most companies have over business partners handling their confidential data, and why weak oversight is more a failure of policy and procedures rather than of IT security

   • Understand the risk assessment process and other resources that companies can use to gauge and monitor data security risk with its vendors and other third parties

   • Hear how one global corporation does track the third parties handling its confidential data, and the techniques it uses to ensure compliance with its data privacy and securities policies.