2021-HCCA

176. Automate Regulatory Compliance Using Artificial Intelligence and Digital Labor

     2020 SCCE Web Conference  | Presenter(s): James Sayles  | March 2020 

     • Gain an understanding of the full scope of societal, organizational, and individual risks, and a working knowledge of the algorithmic models and the interactions between humans and machines in the compliance process; AI won’t take compliance and audit jobs!

     • Three principles on how to utilize AI and RPA to enhance the regulatory change process

     • The DNA of an AI and RPA ecosystem; Designing an effective governance model supporting risks management, ethics, and compliance.

177. Update on US sanctions: Compliance Challenges, Recent Enforcement, and Addressing Risks

     2020 SCCE Web Conference  | Presenter(s): Thad McBride  | March 2020 

     • Key economic sanctions compliance issues that create risk for companies conducting business internationally

     • Recent enforcement actions taken by the US Treasury Department and what those actions indicate about regulatory priorities

     • Best practices for preventing and detecting violations of economic sanctions laws

     • Responding to potential violations in order to mitigate monetary, reputational, and other consequences

178. Non-Retaliation--The Five Biggest Mistakes E&C Programs Make

     2020 SCCE Web Conference  | Presenter(s): Lori Tansey Martens  | February 2020 

     • The non-retaliation policy language that has a chilling effect on employees’ willingness to speak-up (and it’s probably in yours)

     • The type of retaliation whistleblowers fear most, and how to counter it

     • The really bad advice we give managers to avoid perceptions of retaliation (the answer will surprise you)

179. Harnessing the Power of the Prime Integrity Metrics

     2020 SCCE Web Conference  | Presenter(s): Jim Nortz  | February 2020 

     • The root causes of systemic corporate corruption

     • The key corporate governance attributes that enable compliance and the forces that drive behavior in organizations

     • How to gather and leverage the Prime Integrity Metrics to strengthen internal controls and promote a strong ethical culture

180. They Did What?!: Conducting Effective Workplace Investigations

     2020 SCCE Web Conference  | Presenter(s): Brett Holubeck  | February 2020 

     • Preparing for an investigation

     • Conducting an investigation

     • Wrapping up the investigation and following up

     • A look at special cases

181. Board of Director Oversight of AML Risk

     2020 SCCE Web Conference  | Presenter(s): Ola Tucker  | January 2020 

     • General introduction to board of directors' fiduciary duties (oversight) and overview of AML/BSA program requirements

     • Board of Director responsibilities with respect to oversight of AML/BSA/OFAC compliance program

     • Compliance Officer's role in assisting the board with oversight of AML program

182. Website Accessibility: Practical Steps to Reduce Risk, Promote Compliance

     2020 SCCE Web Conference  | Presenter(s): Robert Bond, Michele Landis, Steve Helland  | January 2020 

     • Business and technical context: Explanation of what “accessibility”means for websites, apps, and digital too

     • Action items to increase accessibility. Demo of screen-reading tool JAWS

     • Legal: Highlights of the Americans with Disabilities Act and other laws. Top recent cases

183. Real-World Artificial Intelligence Applications for Compliance Professionals

     2020 SCCE Web Conference  | Presenter(s): Christian Focacci  | January 2020 

     • This presentation will cover the basics of artificial intelligence and will explore how AI and machine learning can enhance compliance methods

     • We will go over real world machine learning applications, specifically relating to compliance, and provide specific ways companies are adopting the new tech developments today, including a framework for evaluating the applicability of new machine learning solutions