2021-HCCA

101. Project Management in Compliance Programs at Different Stages of Maturity

     2021 HCCA & SCCE Webinar  | November 2021 

     • Discuss how to evaluate resources and utilize that information to ensure delivery of the program

     • The role of corporate culture, when to play nice and when to be a bull in the china shop

     • Company values and leadership as foundations of an effective compliance program - the role of leaders{br/}

102. Carpe Datum: Seizing the Powering of Your Data to Drive an Effective Ethics and Compliance Monitoring

     2021 SCCE Webinar  | October 2021 

     • Gain buy-in to build and properly resource a compliance monitoring program

     • Explore successful compliance monitoring models, including design, execution, and reporting

     • Know how to avoid pitfalls and challenges when using data to evaluate program effectiveness

103. Building and Sustaining an Effective Conduct and Ethics Program

     2021 HCCA & SCCE Webinar  | October 2021 

     • Setting the stage: Defining and fostering an ethical culture

     • Establishing the fundamentals: Implementing the building blocks of an effective program

     • Moving beyond the fundamentals: Incorporating innovative risk management techniques

     • Maintaining organizational interest: Making Conduct and ethics an enduring priority

104. Artificial Intelligence: A roadmap for the compliance and risk leader

     2021 HCCA & SCCE Webinar  | October 2021 

     • What AI is and isn't

     • AI risks and AI opportunities for the compliance and risk leader

     • The AI regulatory landscape

     • How to develop a customized AI compliance and risk roadmap for your organization

105. Locking Out Those Third Party Cookies

     2021 SCCE Webinar  | October 2021 

     • The current and future legal landscape for first and third party cookies

     • Regulatory investigations into unlawful tracking

     • The need for transparent cookie permissions to give genuine control to citizens

     • The options for automated controls over unwanted data collection

106. I-9 Compliance with an Increasingly Remote Workforce

     2021 SCCE Webinar  | September 2021 

     • Unique challenges for completing Forms I-9 for remote workers

     • Covid-19 I-9 flexibility and limitations

     • Implications forI-9 compliance violations and best practices for audits

107. Effective Use of Privacy Impact Assessments

     2021 SCCE Webinar  | September 2021 

     • What is a PIA and a DPIA?

     • Who should instigate assessments?

     • How and when to use assessments?

     • The relationship between assessments and privacy by design, and legal grounds for processing personal data.

108. Compliance Policy Management

     2021 SCCE Webinar  | September 2021 

     • How to position compliance policies as the integral part of your program they are meant to be

     • Policies within the context of the US Sentencing Guidelines and the DOJ's "Evaluation of Corporate Compliance Programs"

     • Engaging stakeholders from other corporate functions

     • Policy quality and the role of the "Policy on Policies"

     • Policy approval and ownership

     • The value of a corporate policy center

109. Building a Risk-Based Compliance and Ethics Program with Limited Resources

     2021 HCCA & SCCE Webinar  | August 2021 

     • Identify the regulatory and business cases for a compliance and ethics program in order to obtain board and senior leadership commitment and support

     • Discuss the corporate internal control structure and where compliance both fits in and can drive that structure

     • Developing a roadmap and tools for assessing specific corporate compliance risks and implementing a risk-based program with limited resources

110. They did what?! Conducting Effective Workplace Investigations

     2021 SCCE Webinar  | August 2021 

     • Attendees will understand the policies and practices that must be in place before an investigation occurs

     • Participants will recognize the steps that need to be taken to conduct an investigation effectively

     • Attendees will learn the questions that should be asked to the person that is being investigated, the person that raised the complaint, and any witnesses

     • Participants will understand the steps that must be taken to conclude the investigation

     • Attendees will know the reasons that investigations over the same conduct may result in different levels of discipline

111. Next-Gen Auditing and Analytics

     2021 HCCA & SCCE Webinar  | August 2021 

     • Describe the importance of a compliance program audits and the next generation compliance audit approach and supporting governance, methodology, and enabling technology frameworks

     • Discuss how to utilize high impact reporting to demonstrate dynamic risk assessment and continuous monitoring results and other high-value analytic insights

     • Demonstrate actionable analytic examples that can be derived and clearly articulated using enabling technologies such as robotics process automation, process mining, and data visualization business intelligence software

     • Assess where your organization's compliance audit function stands today and determine what steps can be taken to mature your compliance audit capabilities in the pursuit of next-gen auditing

112. Building Cross-Functional Partnerships (August 2021)

     2021 HCCA & SCCE Webinar  | August 2021 

     • Understand how building cross-functional partnerships allows compliance departments to identify win-win goals with other departments and achieve more with less

     • Focus on specific, discrete areas where department goals overlap

     • Identify common goals that create shared interests to leverage limited time and resources to achieve them

     • Use the additional work you are able to accomplish with cross-functional coordination to make the case that money in the compliance budget is well spent and decreases risk across the organization

113. Interview Strategies for Compliance Investigations (July 2021)

     2021 HCCA & SCCE Webinar  | July 2021 

     • Learn key strategies and practical tips for conducting effective compliance investigation interviews, including considerations related to:

     • Interview formats (in-person vs.remote)

     • Participants

     • Attorney-client privilege issues

     • Privacy and confidentiality

     • Discussion techniques

     • Documentation practices
       

114. ESG (Environment, Social and Governance): A Practical Primer for Ethics and Compliance Professionals

     2021 HCCA & SCCE Webinar  | Presenter(s): Lisa Beth Lentini Walker, Deborah Adleman  | July 2021 

     • What is ESG and who are the key players today—and potentially tomorrow?

     • Why does ESG matter to me and my organization?

     • What arepotential tools in the compliance and ethics toolkit your organization can apply to ESG even as regulations are not yet developed?

     • What are key questions to consider as you go back to your leadership team and the board?

115. How to Create and Promote a Speak Up Culture (July 2021)

     2021 HCCA & SCCE Webinar  | Presenter(s): Michael Volkov  | July 2021 

     • An organization’s culture of ethics and compliance depends on trust and integrity among all directors, officers, and employees

     • As part of this bond of trust and integrity, an organization has to encourage and promote employeereporting of concerns and issues

     • A “speak up culture” is an integral component of an organization’s ethical culture

     • When employees trust the system and the organization, they will raise and report concerns and provide leadership with important information needed to improve the organization and avoid potential enforcement actions

     • Organizations need to encourage and promote a speak up culture as a vibrant source of valuable information needed to continuously improve the organization

     • In this webinar, Michael Volkov will review the strategies needed to encourage and ensure a speak up culture

116. Creating a Modern and Compliant Records Retention Schedule

     2021 HCCA & SCCE Webinar  | Presenter(s): Mark Diamond  | June 2021 

     • Understand how a changing information environment requires a new approach to records compliance

     • Differences between a traditional and modern records retention schedule

     • Methods of automating records management processes

     • Creating records programs that not only reduce risk and ensure compliance, but also drive employee productivity

117. Ethics, Compliance and Organizational Behavior: where's the link?

     2021 HCCA & SCCE Webinar  | Presenter(s): Mujo Vilašević  | June 2021 

     • Get to know basics of compliance management, compliance program and ethics

     • Learn about organizational behavior principles

     • Get to understand connections between compliance, ethics and organizational behavior

     • Learn tips on effective compliance management and organizational issues

118. Ten Critical Lessons for Benchmarking Your Program Against the DOJ's Evaluation Guidance

     2021 SCCE Webinar  | Presenter(s): Kristy Grant-Hart  | June 2021 

     • Learn how to evaluate your program through the eyes of a prosecutor using their guidance

     • Discover the meaning of repetitiveword use to understand what is truly important

     • Obtain the skills to discern where to focus your energy to make your program the best it can be

119. Day One As A New Compliance Officer

     2021 HCCA & SCCE Webinar  | Presenter(s): Gerry Roy, James Rose, Jane Elezian  | June 2021 

     • Provide a framework for new compliance officers to understand their main areas of risk

     • Identify the order in which they should tackle existing compliance concerns

     • Describe effective tools for reviewing the current state of a compliance program

     • Provide a blueprint for successfully building an effective compliance program

120. Update on China and Russia: Restrictions and Best Practices

     2021 SCCE Webinar  | Presenter(s): Thad McBride  | June 2021 

     • Develop greater understanding of the main U.S. trade restrictions on China and Russia

     • Gain familiarity into key compliance issues under current restrictions, including related to exports, supply chains, and working with third parties

     • Learn best practices for conducting due diligence and spotting and addressing compliance issues

121. The Bid War: Navigating the Compliance Battlefield in Government Bids

     2021 SCCE Webinar  | Presenter(s): Kate Hamann, Giles Carter, Jenny Carmichael  | May 2021 

     • What are the bidding rules and where do you find them? (E.g., there are the rules in the bid/issuing agency rules, there are the local jurisdiction rules, and there are the funder rules.)

     • Conducting appropriate due diligence - Who should you conduct due diligence on during the government bidding process and what should you look for in terms of "red flags"

     • Handling potentially confidential information - What should you be aware of when reviewing and discussing bid specifications and pricing information

     • Interacting with government officials - What policies should you have with respect to gifts, travel, and entertainment when it comes to government officials and how can you properly provide input on tender requests when asked by the procuring agency; Perfectly acceptable, and even encouraged, communication in one jurisdiction/bid may be completely prohibited in another

122. How to Meet Compliance, Ethical, and Regulatory Requirements for Plain Language

     2021 HCCA & SCCE Webinar  | Presenter(s): Deborah Bosley  | May 2021 

     • Understand what the problems are

     • Know which regulations require plain language

     • Explain plain language strategies

     • Learn how meeting requirements mitigates risk and improves brand

123. What Compliance Professionals Need to Know about Immigration Law (2021 HCCA & SCCE Webinar)

     2021 HCCA & SCCE Webinar  | Presenter(s): Joe Lee, Angelo Paparelli, Brendan Ryan, Nicole Kersey  | May 2021 

     • Provide a general overview of the various immigration laws that may impact ethics and compliance, including hidden risks that may be lurking in an employer’s filing cabinets

     • Provide updates on COVID-related changes to Form I-9 compliance

     • Discuss how to interact with internal stakeholders to address the ethics and compliance risks that may arise under immigration laws

     • Provide guidance regarding how to interact with the federal agencies overseeing immigration laws and respond to audits and investigations

124. Effective Compliance Risk Management in Environments of Increasing Regulatory Expectations

     2021 SCCE Webinar  | Presenter(s): Stephanie Trossbach  | May 2021 

     • Understanding the importance of compliance risk management for a robust compliance program

     • Getting to know the “drivers” of compliance risk management in companies (compliance risk management as part of the internal controlsystem, FCPA and UK Bribery Act, other international standards)

     • Learning of how to identify and assess compliance risks in companies

     • How to tackle compliance risk assessments as a compliance responsible: 5 steps practical approach

125. Identity and Access Management - Closing the Loop on Data Governance

     2021 HCCA & SCCE Webinar  | Presenter(s): Daniel Fabbri  | May 2021 

     • Understanding the importance of user access reviews

     • Challenges organizations face when trying to review and attest to user access to sensitive systems

     • Approaches to better manage user access reviews across organizations and multiple systems