2020 European Compliance and Ethics Institute (ECEI)

1. Competition Law Compliance Programmes in Europe: Do They Matter?

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Joseph Murphy, Anne Riley  | April 30, 2020 

   • Are competition law compliance programmes helpful, harmful, or a waste of time?

   • The debate: Money for competition compliance, or better spent on anti-corruption?

   • If competition law programmes matter, then when and where?

2. Identifying and Addressing Risks by Using Data Analytics

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Louis Perold, Krista Muszak  | April 30, 2020 

   • Diagnosing and treating your compliance risks with data analytics

   • Identifying sources of data

   • Structuring and visualizing data

3. The Privacy or Data Protection Implications of Brexit - What You Need to Know

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Andre Bywater, Jonathan Armstrong  | April 30, 2020 

   • An overview of key aspects of privacy/data protection and Brexit – transition & post-transition

   • Key areas to be aware of – One-Stop-Shop, Data Transfers (including Adequacy & Privacy Shield) & Local Representatives

   • Top tips for where you need to be to comply

4. Anti-Money Laundering (AML) Compliance - Maintaining an Effective Program

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Robert Kim, Patty Tehrani  | April 29, 2020 

   • A recent example of a significant AML enforcement action

   • Guidance on the basics of AML compliance programs, and best practices, challenges to avoid

   • A sample outline of measures that can help improve the development and issuance of AML compliance controls

5. Innovate Your Compliance Programme Through Digitalization, Metrics, and KPIs

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Bruno Drummond  | April 29, 2020 

   • Review automation and technology enhancements which can quickly improve a compliance programme

   • Find out how big data analytics and business intelligence can highlight red flags and demonstrate programme development

   • Learn which compliance metrics and key performance indicators are meaningful and effective

6. Workforce Privacy Training and Effective Controls to Prevent Inadvertent Employee Data Breaches

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Staci Taylor, Laura Docherty, Kate Surala  | April 29, 2020 

   • Policies

   • Procedures

   • Infrastructures

7. New Frontiers in Data Privacy

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Robert Bond, Kim Smouter-Umans, David Wright  | April 28, 2020 

   • Understanding your workers struggles with the new online world

   • How data capture and global conflicts are becoming intertwined

   • Where the next challenges are likely to be

8. Compliance Won't Take Root or Grow in a Toxic Culture: Diagnosing and Dealing with Toxicity is a Cross-Functional Endeavor. How to Think Holistically About Integrity Management

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Ruth Steinholtz  | April 27, 2020 

   • Culture eats compliance for breakfast. Learn why it is important to recognize the signs of toxicity in your organizational culture and how to do so: You may be wasting your resources trying to plant compliance in infertile soil

   • The 7 levels of ethics and compliance: are you neglecting some of them? How to think holistically aboutwhat you are trying to achieve

   • We talk about culture all the time these days, but what can you really do to co-create an effective ethical culture? How do you construct a solid values-based foundation to address the real issues that no one wants to face?

9. Business Ethics Programmes: What is the State of Play in Large European Listed Companies?

   2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Guendalina Donde  | April 24, 2020 

   • What are the main emerging ethical challenges for business and how can they be tackled?

   • What is the most effective way to put ethics on the Board agenda?

   • How has the approach to applied ethics changed in the past 25 years?

10. The Key Role of the Compliance Ambassadors

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Lara Bonora, Milica Karunc  | April 24, 2020 

    • Focus on the “Tone at the Middle” having ambassadors encourage the culture of “doing the right thing”

    • How to encourage and motivate the ambassadors to spread out the compliance through their business

    • Practical guidelines for an effective compliance ambassadors’ program (sponsors, selection process, training, ambassador duties)

11. How to Survive a Monitor - Tips from Around the World

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Matthew Paice, Eric Feldman, Maria Lancri  | April 23, 2020 

    • Identify the different monitoring regimes in place or planned in the US, World Bank, France, UK, and other countries

    • Discuss the “value-added” that monitors can bring to the table

    • Identify how pro-active approaches and E & C changes can help companies avoid the imposition of a monitor when settling government cases

12. Challenging Yourself to Challenge the Board to Challenge You

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Sally March, Jane Mitchell  | April 23, 2020 

    • Outputs vs. outcomes - helping your Board to challenge their outdated notions of ethics & compliance effectiveness and demand a shift in oversight from quarterly monitoring outputs to long-term sustainable business impacts

    • Your Board must hold leadership accountable for aligning process and systems with purpose, values, and strategy. We will explore how ethics & compliance can help to bridge that cultural gap

    • Shifting the narrative from “Tone at the Top” to “Conduct at the Top” and boosting your role as an “Ethics and Culture Officer”. How you can help senior leaders to actively role-model a culture of integrity

13. Benchmarking Your Compliance Programme - How Mature is Your Corporate Compliance Culture?

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Torsten Wolf  | April 22, 2020 

    • Identifying consistency: A reliant compliance culture also consists of spot checks around the globe. How assured are you that ethical behavior is understood the same way in London, Shanghai, Rio de Janeiro, and Dubai?

    • Fit for purpose? Customizing the review programme to the specific needs of the business is essential, covering relevant topics and embedding different approaches, such as political risks and dataanalysis

    • Being a value add: Leveraging experience and best practice to create a more mature compliance programme that is fit for purpose and adds value to your business

14. Properly Safeguarding Data - How much security is enough?

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Paul Dorey  | April 22, 2020 

    • Interpreting and evidencing the security expectations of the regulators

    • How to discover (in plain English) what security controls are in place?

    • What security do you already have that you didn’t know about?

15. When Change Must Succeed: What Can We Learn from Journeys from Shame to Change

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Richard Bistrong, Thomas Meiers  | April 21, 2020 

    • In today’s fast changing economic environment, things can go wrong in an organization. Looking at an organization’s most important asset, its people, what happens in the mindset of good people when they start doing bad things?

    • When bad news and events do erupt, it can turn an entire organization upside down, often because of an ensuinginvestigation. How do people in the organization cope with such intense scrutiny, while still struggling with the realities of the need for a sudden change in mindset and culture?

    • Faced with the consequences of the uprooting events, what is the appropriate response by an organization to ensure damage control? What are the mandates and commitments needed to demonstrate to both internal and external stakeholders that the commitment to change is about real, systemic, and sustainable transformation, and not an ethical spinning solution?

    • Looking at the individual experience of Richard Bistrong, and the collective journey of Volkswagen, as shared by Thomas Meiers, the head of the Central Coordination Monitor of VW, we invite you to participate in very real-world discussion about people in an organization and sustainable change

16. Whistleblowers Welcome: EU Sets New Direction for European Compliance

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Vigilenca Abazi, Mary Inman  | April 21, 2020 

    • The EU Whistleblower Protection Directive presents a new model for how companies respond to internal whistleblowers

    • As more countries explore North American style whistleblower reward programmes, the EU has taken a different tack

    • When the EU Directive takes effect, member states must adopt robust protections and companies will have an exciting opportunity to rethink corporate best practices and embrace whistleblowers

    • Meanwhile, member states can and should explore additional measures to encourage whistleblowers beyond the minimum standards required by the EU Directive

17. Implementing a Global Trade Compliance Programme

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Kevin Riddell  | April 20, 2020 

    • Challenges for US multinational organizations, when implementing a global trade compliance programme, including language, cultural, and regional regulatory differences

    • Overview of how US sanctions and export compliance affect foreign branches and subsidiaries

    • How to implement a programme that works, both for the US parent organization and the foreign subsidiary. How to resolve conflicts between regional requirements

18. Asymmetric Attacks Mandate Credible Cybersecurity Program

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Uday Ali Pabrai  | April 20, 2020 

    • Understand the state of cyber-risk to mission critical systems

    • Walk thru five core areas of the NIST cybersecurity framework

    • Review elements of a credible cybersecurity plan

    • Learn about the new U.S. DoD cyber defense standard, CMMC; an invaluable cyber reference

    • Examine seven critical steps for establishing a comprehensive cybersecurity program

19. Choosing and Using KPIs and Metrics That Matter: How to Assess and Sell Your Programme from the Inside Out

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Susan Du Becker, Kristy Grant-Hart  | April 17, 2020 

    • Learn how to choose key performance indicators that actually matter: meaningful, impactful and business relevant.

    • Find out how to evaluate your programme from the inside out by using cutting edge metrics that not only tell the story of your programme’s progression, butalso how you’ve supported business initiatives.

    • Hear over 40 specific key performance indicators so you can choose those that best fit your programme. You’ll find out how to track, monitor, and manage in a more effective way.

20. Moving the Needle on Modern Slavery - What Organizations Can Do to End Forced Labor in Supply Chains

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Anny Tubbs, Paula Davis  | April 17, 2020 

    • It couldn’t happen here... could it? Understanding, identifying and managing modern slavery risk in your business

    • Taking it to the front line - how to engage employees and the extended enterprise in the fight against modern slavery

    • Crisis management - practical steps to take if you uncover slavery in your business

21. Creating Privacy Training That Sticks: Techniques and Tools to Improve Learner Retention

    2020 European Compliance and Ethics Institute (ECEI)  | Presenter(s): Kirsten Liston  | April 16, 2020 

    • Key privacy points that matter for general population training

    • How to grab attention and design training that will stay with the learner

    • Measurement and evaluation — how to test that you are on the right track