2020 Dubai Regional Compliance & Ethics Conference

1. Detecting Thunder Before the Storm: Effective Antifraud, Compliance, and Ethics Functions

   2020 Dubai Regional Compliance & Ethics Conference  | Presenter(s): Amir Mousa  | February 13, 2020 

   • Integration and collaboration between Internal audit, Fraud, Compliance and ethics function

   • Tone at the Top: The oversight role of BOD and senior management to adopt Zero tolerance for fraud and misconduct

   • Discuss enhanced approach to detect business disruption resulted from fraud, compliance and ethics issues.

2. Essentials of Managing a Complex Cross-border Investigation

   2020 Dubai Regional Compliance & Ethics Conference  | Presenter(s): Kanupriya Jain  | February 13, 2020 

   • Incident reporting, to planning, identifying who should be involved, managing stakeholders, reporting and resolution

   • Practical insights on how to manage complex cross-border investigations

   • Using two case studies we examine how to manage complex cases when things go wrong

3. Ethical Data Management: Why Data Protection is an Organizational Ethics Matter

   2020 Dubai Regional Compliance & Ethics Conference  | Presenter(s): Lori Baker  | February 13, 2020 

   • Ethical and organizational impact of data sharing, both appropriate and inappropriate

   • Why should this be covered in a code of conduct

   • Data sharing agreements and policies regarding law enforcement requests

4. From "Good" to "Great": How to Build a Truly Effective Compliance Organization

   2020 Dubai Regional Compliance & Ethics Conference  | Presenter(s): Tomell deSilva Ceasar  | February 13, 2020 

   • What are the critical components to take your compliance organization from “good” to “great?”

   • How can you ensure that compliance reaches the critical risk areas needed to effectively administer your duties?

   • What should you avoid in the process of establishing a new compliance organization?

5. Strategies for Navigating Ethical Risk When Working with Third Parties in High Risk Countries

   2020 Dubai Regional Compliance & Ethics Conference  | Presenter(s): Matthew Nobles  | February 13, 2020 

   • Implementing effective due diligence methods to assess the risk of working with potential customers, partners and key suppliers

   • Working with the Legal team to include comprehensive compliance risk mitigation language in contractual agreements

   • How to partner with the Execution team to implement active compliance monitoring controls at on-going projects