Theodore Banks, Partner, Scharf Banks Marmor LLC.
September 15, 2020
-
What are the ethical considerations that face anyone involved in compliance activities, whether or not they are attorneys?
-
What are some of the recent developments over the last year, including situations where compliance officers have become personally liable for failures in the compliance programs they were directing?
-
How do developments in other areas, as technology, pose ethical obligations that might surprise a compliance officer?