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Cosmos: Navigate the Compliance Universe
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  • Code of Federal Regulations
  • C.F.R. Title 42—Public Health
  • CHAPTER I—PUBLIC HEALTH SERVICE, DEPARTMENT OF HEALTH AND HUMAN SERVICES
  • SUBCHAPTER A—GENERAL PROVISIONS
  • PART 3—PATIENT SAFETY ORGANIZATIONS AND PATIENT SAFETY WORK PRODUCT
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Subpart D—Enforcement Program

  • §3.304 Principles for achieving compliance.
  • §3.306 Complaints to the Secretary.
  • §3.308 Compliance reviews.
  • §3.310 Responsibilities of respondents.
  • §3.312 Secretarial action regarding complaints and compliance reviews.
  • §3.314 Investigational subpoenas and inquiries.
  • §3.402 Basis for a civil money penalty.
  • §3.404 Amount of a civil money penalty.
  • §3.408 Factors considered in determining the amount of a civil money penalty.
  • §3.414 Limitations.
  • §3.416 Authority to settle.
  • §3.418 Exclusivity of penalty.
  • §3.420 Notice of proposed determination.
  • §3.422 Failure to request a hearing.
  • §3.424 Collection of penalty.
  • §3.426 Notification of the public and other agencies.
  • §3.504 Hearings before an ALJ.
  • §3.506 Rights of the parties.
  • §3.508 Authority of the ALJ.
  • §3.510 Ex parte contacts.
  • §3.512 Prehearing conferences.
  • §3.514 Authority to settle.
  • §3.516 Discovery.
  • §3.518 Exchange of witness lists, witness statements, and exhibits.
  • §3.520 Subpoenas for attendance at hearing.
  • §3.522 Fees.
  • §3.524 Form, filing, and service of papers.
  • §3.526 Computation of time.
  • §3.528 Motions.
  • §3.530 Sanctions.
  • §3.532 Collateral estoppel.
  • §3.534 The hearing.
  • §3.538 Witnesses.
  • §3.540 Evidence.
  • §3.542 The record.
  • §3.544 Post hearing briefs.
  • §3.546 ALJ's decision.
  • §3.548 Appeal of the ALJ's decision.
  • §3.550 Stay of the Secretary's decision.
  • §3.552 Harmless error.

About SCCE

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The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

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The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

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