Disclosing Information—Lower Tier Participants
- §1471.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
- §1471.360 What happens if I fail to disclose the information required under § 1471.355?
- §1471.365 What must I do if I learn of information required under § 1471.355 after entering into a covered transaction with a higher tier participant?